Standard 7 — Governance & Staffing
Criteria in this standard
7.2 — Staffing Data Is Publicly Posted Daily and Genuinely Accurate
7.3 — A Data-Driven Quality Improvement Program Genuinely Drives Improvement, Not Just Documentation
7.4 — Governance Sustains the Quality Improvement Program Through Leadership Transitions
7.5 — Staff Background Screening Prevents Hiring Anyone With a Documented Abuse Finding
Staffing Levels Reflect Actual Resident Acuity, Not Just Headcount
Non-Negotiable
In plain terms: The number and skill of nursing staff on each shift are calculated from how many residents there are and how much care they actually need — not a fixed roster set years ago.
| Facility category | Crisis | Transition | Small | Standard |
|---|---|---|---|---|
| Applicability | Adapted | Full | Full | Full |
Why this matters
This is the care home equivalent of hospital 4.4. Understaffed care homes have more pressure injuries, more falls, more infections, more hospital admissions, and more deaths — the evidence is overwhelming. Staffing calculated from resident acuity (a validated dependency tool applied to every resident, summed to hours of care needed per shift) matches staff to need. A roster inherited from a time when the home had 40 independent residents does not match a home that now has 60 with advanced dementia. The calculation must be documented, reviewed when residents change, and used to set the roster.
What good looks like
- Staffing levels genuinely reflect actual resident acuity and diagnoses.
- The facility assessment is current and genuinely informs staffing.
- Staffing responsively adjusts as resident acuity changes.
Common failure modes
- A fixed headcount is maintained regardless of actual resident acuity.
- The facility assessment is outdated or disconnected from actual staffing decisions.
- Staffing remains static even as resident care needs genuinely increase.
Worked example
If you are starting from zero — do this first
- Ask: when was the roster last calculated from resident need, and with what tool?
- Apply a validated dependency tool to every resident.
- Sum the hours needed per shift and compare to the roster.
- Take the gap to the owner or board with the evidence.
Self-assessment questions
Evidence: Facility assessment and staffing determination documentation
Evidence: Current facility assessment
Evidence: N/A — tested directly
Common reasons for a PARTIAL answer
- The facility assessment exists and is periodically updated but staffing decisions don't consistently reflect its findings. — An assessment that doesn't genuinely inform staffing provides limited real protective value.
- Staffing adjusts for major acuity changes but not for the cumulative effect of smaller changes across the resident population. — Gradual, cumulative acuity changes deserve the same genuine responsiveness as a single major change.
- Staffing is adequate for day shifts but less clearly matched to acuity for evening and overnight coverage.
Implementation plan
| When | What |
|---|---|
| Week 1 | Review current facility assessment for genuine currency and connection to staffing. |
| Week 2 | Establish a systematic process connecting acuity changes to staffing adjustment. |
| Week 3 | Review staffing adequacy specifically across evening and overnight shifts. |
| Ongoing | Update the facility assessment and staffing determination as the resident population genuinely changes. |
How the Monitor verifies this
| Method | What | Detail |
|---|---|---|
| DOCUMENT | Facility assessment review | Reviews the facility assessment for genuine currency and connection to actual staffing determination. |
| DOCUMENT | Staffing-acuity correlation review | Reviews whether staffing levels genuinely correlate with documented resident acuity, not a fixed number. |
| ASK | Staffing adjustment interview | Asks administration how staffing genuinely adjusts when resident acuity increases. |
Supervisor tips
- Ask administration for a specific example of staffing adjusting in response to a genuine acuity increase. — A real, specific example reveals whether the connection between acuity and staffing is genuine, not just described in policy.
- Check staffing levels specifically during evening and overnight shifts. — This is where staffing-to-acuity matching is most likely to show real gaps.
Evidence base
ASF training courses on GMJ Academy →
Foundation courses A-00 to A-03 are live. Criterion-specific modules are being developed and will link here when published.
Staffing Data Is Publicly Posted Daily and Genuinely Accurate
Non-Negotiable
In plain terms: The actual nursing hours worked each day, by staff type, are posted where residents and families can see them — and the numbers are true.
| Facility category | Crisis | Transition | Small | Standard |
|---|---|---|---|---|
| Applicability | Adapted | Full | Full | Full |
Why this matters
Families cannot judge whether a home is adequately staffed unless they can see the numbers. Daily posting — how many nurses, how many care assistants, how many hours, for how many residents — is required by regulation in many jurisdictions and is good practice everywhere. It creates accountability: a home that posts three care assistants and has two on the floor is lying visibly. It must be accurate: actual hours worked, not rostered; updated daily; and reconciled against payroll. A posted number that does not match reality is worse than no posting.
What good looks like
- Daily staffing information is genuinely, visibly posted publicly.
- Posted data accurately reflects actual hours worked, verified against real records.
- Staffing data is genuinely retained for at least 18 months.
Common failure modes
- Staffing information isn't posted, or is posted somewhere not genuinely visible to the public.
- Posted data doesn't match actual hours worked.
- Retention has gaps or doesn't reach the required 18 months.
Worked example
If you are starting from zero — do this first
- Count staff on the floor right now. Compare to the roster.
- Install a daily staffing board in the lobby.
- Update it from actual sign-in at every shift start.
- Reconcile monthly with payroll.
Self-assessment questions
Evidence: Daily staffing posting record
Evidence: Actual hours worked documentation
Evidence: Staffing data retention record
Common reasons for a PARTIAL answer
- Posting happens consistently but the location isn't genuinely visible or accessible to visitors. — A technically posted notice that's hard to find doesn't achieve genuine public transparency.
- Data is generally accurate but occasional discrepancies exist between posted and actual hours. — Even occasional inaccuracy undermines the genuine reliability this transparency requirement is meant to provide.
- Retention is maintained but not easily retrievable when specifically requested.
Implementation plan
| When | What |
|---|---|
| Week 1 | Review current staffing posting location for genuine public visibility. |
| Week 2 | Establish a verification process cross-checking posted data against actual timekeeping. |
| Week 3 | Confirm staffing data retention meets the genuine 18-month requirement. |
| Ongoing | Audit posted data accuracy against actual records periodically. |
How the Monitor verifies this
| Method | What | Detail |
|---|---|---|
| OBSERVE | Public posting check | Physically verifies daily staffing information is genuinely posted and visible in the facility. |
| DOCUMENT | Accuracy verification review | Cross-checks posted staffing data against actual timekeeping records for accuracy. |
| DOCUMENT | Retention record review | Reviews staffing data retention for genuine 18-month completeness. |
Supervisor tips
- Physically locate the posted staffing information as a visitor would. — This tests genuine visibility and accessibility, not just technical compliance.
- Cross-check a specific day's posted data against actual timekeeping records. — A specific, real comparison reveals genuine accuracy, not assumed correctness.
Evidence base
ASF training courses on GMJ Academy →
Foundation courses A-00 to A-03 are live. Criterion-specific modules are being developed and will link here when published.
A Data-Driven Quality Improvement Program Genuinely Drives Improvement, Not Just Documentation
Non-Negotiable
In plain terms: The home has a real quality improvement programme — it collects data on falls, pressure injuries, infections, weight loss, and more, finds problems, fixes them, and can show the improvement.
| Facility category | Crisis | Transition | Small | Standard |
|---|---|---|---|---|
| Applicability | Adapted | Full | Full | Full |
Why this matters
Care homes have measurable outcomes: falls per 1,000 resident-days, pressure injury prevalence, infection rates, weight loss, hospital transfers, antipsychotic use, pain, restraint use. A quality programme collects these monthly, compares them to benchmarks and to the home's own history, identifies the ones that are worse than they should be, runs improvement projects, and remeasures. It is data-driven: the decision to focus on falls comes from the falls data, not from a hunch. And it produces evidence: this rate went from X to Y because we did Z. A programme that produces reports but no change is documentation.
What good looks like
- The quality improvement program genuinely uses real, current data to identify indicators.
- The annual improvement project genuinely targets a real high-risk area.
- Real evidence shows measurable improvement, not just documented activity.
Common failure modes
- The quality improvement program exists as documentation disconnected from actual facility data.
- The annual project is symbolic or doesn't address a genuine high-risk area.
- No real evidence connects quality improvement activity to measurable improvement.
Worked example
If you are starting from zero — do this first
- Calculate your falls rate and pressure injury prevalence for the last three months.
- Compare each to a national benchmark.
- Pick the worst one and run one improvement project.
- Build a monthly dashboard of ten indicators.
Self-assessment questions
Evidence: quality improvement data documentation
Evidence: Annual improvement project documentation
Evidence: Improvement outcome evidence
Common reasons for a PARTIAL answer
- Data collection is thorough but analysis doesn't consistently translate into genuine corrective action. — Data without genuine action doesn't provide the real improvement this program is meant to drive.
- The annual project addresses a real area but scope doesn't match the facility's actual size and complexity. — A project's scope should genuinely reflect the facility's own actual services and resources, not a generic template.
- Improvement is documented but not clearly measured against a specific, quantifiable baseline.
Implementation plan
| When | What |
|---|---|
| Week 1 | Review current quality improvement program for genuine, data-driven practice versus documentation alone. |
| Week 2 | Select or confirm an annual improvement project genuinely targeting a real high-risk area. |
| Week 3 | Establish specific, measurable baselines for tracking genuine improvement. |
| Ongoing | Review quality improvement outcomes against measurable baselines to confirm genuine improvement. |
How the Monitor verifies this
| Method | What | Detail |
|---|---|---|
| DOCUMENT | Data-driven practice review | Reviews whether the quality improvement program genuinely uses real, current facility data. |
| DOCUMENT | Annual project review | Reviews the annual improvement project for genuine focus on a real high-risk area. |
| DOCUMENT | Outcome evidence review | Reviews evidence of genuine, measurable improvement resulting from quality improvement activity. |
Supervisor tips
- Ask for the specific, real data behind the current annual improvement project. — Real, specific data reveals whether the program is genuinely data-driven, not just documented as such.
- Ask for measurable evidence that a past quality improvement project produced genuine improvement. — A real, measurable outcome distinguishes genuine improvement from activity recorded for compliance alone.
Evidence base
ASF training courses on GMJ Academy →
Foundation courses A-00 to A-03 are live. Criterion-specific modules are being developed and will link here when published.
Governance Sustains the Quality Improvement Program Through Leadership Transitions
Non-Negotiable
In plain terms: The owners or board are accountable for the quality programme continuing when the manager changes — it is in the governance documents, reviewed by the board, not dependent on one person.
| Facility category | Crisis | Transition | Small | Standard |
|---|---|---|---|---|
| Applicability | Adapted | Full | Full | Full |
Why this matters
Care home managers change frequently. The quality programme that the last manager built collapses when she leaves and the new manager has other priorities. Governance means the programme belongs to the organisation, not the individual: the board's terms of reference require it; the board receives the dashboard quarterly; the quality lead reports to the board, not only to the manager; the programme is in the new manager's induction; the board asks about it at every meeting. Leadership transitions are the moment quality programmes die; governance is what keeps them alive.
What good looks like
- The governing body holds genuine, documented institutional accountability.
- The quality improvement program has genuinely continued through real leadership transitions.
- The program is adequately resourced with real staff time and training.
Common failure modes
- Accountability rests informally on one individual, not the governing body itself.
- The program has weakened or lapsed during a past leadership transition.
- The program lacks genuine, adequate resourcing to function.
Worked example
If you are starting from zero — do this first
- Ask: if the manager left tomorrow, would the quality programme survive?
- Put the programme in the board's terms of reference.
- Have the quality lead report to the board quarterly.
- Document the programme in a manual, not in the manager's head.
Self-assessment questions
Evidence: Governing body accountability documentation
Evidence: quality improvement continuity record through transitions
Evidence: quality improvement resourcing documentation
Common reasons for a PARTIAL answer
- Governing body accountability is documented but genuine engagement in practice is inconsistent. — Documented accountability without genuine, active engagement provides limited real protection against program fragility.
- The program has weathered smaller staffing changes but hasn't yet been tested by a major leadership transition. — Genuine resilience is best confirmed by how the program holds up under a real, significant transition, not assumed from smaller changes alone.
- Resourcing is generally adequate but technical training for quality improvement-specific skills is limited.
Implementation plan
| When | What |
|---|---|
| Week 1 | Review current quality improvement accountability structure for genuine governing body ownership. |
| Week 2 | Establish documented processes ensuring program continuity through future transitions. |
| Week 3 | Assess and strengthen resourcing, including quality improvement-specific technical training. |
| Ongoing | Review program continuity and resourcing whenever a genuine leadership transition occurs. |
How the Monitor verifies this
| Method | What | Detail |
|---|---|---|
| DOCUMENT | Governance accountability review | Reviews documentation for genuine governing body accountability, not informal individual dependence. |
| DOCUMENT | Transition continuity review | Reviews evidence that the quality improvement program genuinely continued through a real past leadership transition. |
| DOCUMENT | Resourcing review | Reviews whether the program receives genuine, adequate resourcing. |
Supervisor tips
- Ask the governing body directly about their own role in quality improvement accountability, not just administration. — A specific, confident answer from governance itself reveals genuine institutional ownership.
- Ask about a real, past leadership transition and how the quality improvement program held up. — A real example reveals genuine resilience, not just an assumption the structure would hold.
Evidence base
ASF training courses on GMJ Academy →
Foundation courses A-00 to A-03 are live. Criterion-specific modules are being developed and will link here when published.
Staff Background Screening Prevents Hiring Anyone With a Documented Abuse Finding
Non-Negotiable
In plain terms: Every staff member is checked against criminal records and the care-worker abuse registry before they start — and anyone with an abuse finding is not hired, no exceptions.
| Facility category | Crisis | Transition | Small | Standard |
|---|---|---|---|---|
| Applicability | Adapted | Full | Full | Full |
Why this matters
Care home residents are among the most vulnerable people in society, and people who abuse them move from home to home. A registry of care workers with substantiated abuse findings exists in most jurisdictions precisely to stop this. Checking it — along with criminal records — before hire is the minimum. The check must be done before the person works a single shift, must cover every category of staff including kitchen, cleaning, and agency, and must be documented. A home that hires first and checks later has put an unknown person among its residents.
What good looks like
- Every staff member receives genuine, complete pre-hire background screening.
- Anyone with a documented abuse or mistreatment finding is reliably excluded.
- Screening is genuinely repeated periodically, not only at initial hire.
Common failure modes
- Background screening is inconsistent or incomplete for some hires.
- The screening process has gaps that could miss a documented finding.
- Screening happens only once, never rechecked after initial hire.
Worked example
If you are starting from zero — do this first
- Pull ten recent staff files. Was the registry checked before their first shift?
- Write the policy: no start without complete screening.
- Include agency, volunteer, kitchen, and cleaning staff.
- Audit monthly.
Self-assessment questions
Evidence: Pre-hire background screening record
Evidence: N/A — tested directly
Evidence: Periodic rescreening record
Common reasons for a PARTIAL answer
- Screening is thorough for direct care staff but less consistent for support or contracted staff. — Anyone with resident access deserves the same genuine screening, regardless of their specific role.
- State registry checks are performed but not consistently documented as verified. — Undocumented verification is difficult to distinguish from a check that wasn't genuinely completed.
- Initial screening is thorough but periodic rechecking isn't consistently performed.
Implementation plan
| When | What |
|---|---|
| Week 1 | Review current background screening practice for completeness across all staff roles, including contracted staff. |
| Week 2 | Establish consistent, documented registry verification for every hire. |
| Week 3 | Establish a periodic rescreening schedule beyond initial hire. |
| Ongoing | Audit screening completeness and documentation for new hires. |
How the Monitor verifies this
| Method | What | Detail |
|---|---|---|
| DOCUMENT | Pre-hire screening review | Reviews background screening records for a sample of recent hires for genuine completeness. |
| DOCUMENT | Registry check verification | Verifies actual registry checks were genuinely performed, not assumed. |
| DOCUMENT | Periodic rescreening review | Reviews whether screening is genuinely repeated periodically after initial hire. |
Supervisor tips
- Ask to see the actual background screening documentation for a specific, recent hire. — A specific, real record is the genuine evidence of a functioning process, not an assumed one.
- Ask specifically about screening practice for contracted or agency staff, not only direct employees. — This is where screening consistency most commonly shows real gaps.
Evidence base
ASF training courses on GMJ Academy →
Foundation courses A-00 to A-03 are live. Criterion-specific modules are being developed and will link here when published.