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International Accreditation of Healthcare Facilities

Standards › ASF Health Standards v10 › Standard 61

Standard 61

Falls Prevention

Falls prevention: a written individual plan for each patient at risk, hazards in the environment and equipment checked, every fall reported and reviewed, staff trained, and falls data used to change practice..

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criteria
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documents
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e-learning courses
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references

Criteria on this page

61.161.261.361.461.5

How to read the colours
Red: Must. Required in every setting. Criteria that protect life are always red.
Green: Medium. Required, adapted to what a transition setting can realistically do.
Yellow: Minimum. The lowest acceptable level in a humanitarian setting, where resources are very limited.

Each criterion is shown in three settings: Humanitarian settings, Transition and fragile, and Standard. In standard settings, every criterion is Must.

Reference, not a requirement. Every policy, SOP, form and course on this page is a draft to help you. Adapt it to your hospital, write your own, or upload your own documents. What the assessor checks is that the standard is met and that you can show how.
Training colours: red means essential, green recommended, yellow optional. Each course shows its level for each setting: humanitarian, transition and fragile, and standard.
61.1Each Patient at Risk of a Fall Has an Individual Prevention Plan in UseHumanitarian settings: MustTransition and fragile: MustStandard: Must

Each patient assessed as at risk of falling has a written individual prevention plan covering mobility, medicines that affect balance, footwear, toileting and supervision, and the plan is in use on the ward.

Humanitarian settings
Must
Transition and fragile
Must
Standard
Must

Why it matters. Falls are among the most common incidents in hospitals, and a leading cause of injury in older people. The WHO Global Report on Falls Prevention in Older Age (2007) recommends a multifactorial risk assessment followed by individual interventions. A written, individual plan turns that assessment into action at the bedside.

How the surveyor verifies this criterion

Sample. Review the falls prevention plans of every inpatient assessed as at risk in the last 3 months. Where there are more than 20 such patients, take a random sample of 20, and include every patient who fell.

Immediate fail (any one means the criterion is not met). A patient starts a sedative and is at high risk of falling, but no supervision plan is written, and the patient falls at night. A patient falls twice in one week, and the plan is not reviewed after the first fall.

Staff responsible

Role Responsibility Level
Manager (ISCO 1342) Checks the criterion at each review Must

Documents: who does each step

Document Writes Approves Fills in Checks and signs Files and uploads
PSF-SOP-001 · Falls Risk Assessment and Prevention Manager (ISCO 1342) Chief executive (ISCO 1120) Manager (ISCO 1342) Chief executive (ISCO 1120) Secretary (ISCO 3344)
PSF-FRM-002 · Falls Risk Assessment Tool Manager (ISCO 1342) Chief executive (ISCO 1120) Secretary (ISCO 3344) Manager (ISCO 1342) Secretary (ISCO 3344)

E-learning: who must take each course

Course Who must take it
Slip, Trip & Fall Prevention (FALL-01) Manager; Nurse

References

  1. WHO (2007). WHO global report on falls prevention in older age (2007). Used for: Falls prevention plan for at-risk older people. https://news.gmj.ge/guideline/who-global-report-on-falls-prevention-in-older-age-2007/
  2. NICE (2013). Falls: assessment and prevention in older people and in people 50 and over at higher risk. Used for: Individual risk assessment and prevention plan. https://news.gmj.ge/guideline/falls-assessment-and-prevention-in-older-people-and-in-people-50-and-over-at-higher-risk/
61.2The Environment and Equipment Are Checked for Falls HazardsHumanitarian settings: MustTransition and fragile: MustStandard: Must

Wards and bathrooms are surveyed for falls hazards at a set interval, beds and mobility equipment are checked, and each hazard found is corrected or recorded as open with a date.

Humanitarian settings
Must
Transition and fragile
Must
Standard
Must

Why it matters. Environmental hazards such as wet floors, poor lighting, trailing cables, faulty beds and unstable mobility aids contribute to a large share of in-hospital falls. Routine, documented checks are a low-cost and well-established control (WHO Global Report on Falls Prevention, 2007).

How the surveyor verifies this criterion

Sample. Review the environmental surveys, the bed and mobility equipment checks and the open hazard records for every inpatient ward and bathroom in the last 6 months.

Immediate fail (any one means the criterion is not met). A bed rail is broken for three weeks, and a confused patient falls from the bed. A wet bathroom floor with no warning sign causes a fall, and the hazard is absent from the last survey.

Staff responsible

Role Responsibility Level
Manager (ISCO 1342) Checks the criterion at each review Must

Documents: who does each step

Document Writes Approves Fills in Checks and signs Files and uploads
PSF-SOP-001 · Falls Risk Assessment and Prevention Manager (ISCO 1342) Chief executive (ISCO 1120) Manager (ISCO 1342) Chief executive (ISCO 1120) Secretary (ISCO 3344)

E-learning: who must take each course

Course Who must take it
Environment & Shared Spaces (H-03) Manager; Nurse

References

  1. WHO (2007). WHO global report on falls prevention in older age (2007). Used for: Environment and equipment hazards. https://news.gmj.ge/guideline/who-global-report-on-falls-prevention-in-older-age-2007/
61.3Every Fall Is Reported, the Patient Is Checked and the Event Is ReviewedHumanitarian settings: MustTransition and fragile: MustStandard: Must

Each fall is recorded in the falls log at once, the patient is checked for injury and the team is told, and the event is reviewed within the set time to decide whether the plan needs to change.

Humanitarian settings
Must
Transition and fragile
Must
Standard
Must

Why it matters. Prompt recording and an injury check detect serious harm, such as a head injury or a fracture, early. Reviewing each fall is how a ward learns to prevent the next one. Incident reporting supports organisational learning, as set out in the WHO Global Patient Safety Action Plan 2021 to 2030.

How the surveyor verifies this criterion

Sample. Review the falls log and the event record for every fall in the last 6 months, including falls with and without injury.

Immediate fail (any one means the criterion is not met). A patient falls and hits their head, and no injury check is recorded before the next shift. A fall with a fracture is not entered in the falls log or the incident system.

Staff responsible

Role Responsibility Level
Manager (ISCO 1342) Checks the criterion at each review Must

Documents: who does each step

Document Writes Approves Fills in Checks and signs Files and uploads
PSF-FRM-001 · Falls Log Manager (ISCO 1342) Chief executive (ISCO 1120) Secretary (ISCO 3344) Manager (ISCO 1342) Secretary (ISCO 3344)

E-learning: who must take each course

Course Who must take it
Incident Reporting, Just Culture and Open Disclosure (T-09) Manager; Nurse

References

  1. WHO (2021). Step Safely: Strategies for Preventing and Managing Falls Across the Life-Course. Used for: Individual falls prevention and hazard strategies. https://news.gmj.ge/guideline/step-safely-strategies-for-preventing-and-managing-falls-across-the-life-course/
61.4Staff Are Trained in Falls PreventionHumanitarian settings: MinimumTransition and fragile: MediumStandard: Must

All clinical and support staff who care for inpatients complete falls prevention training on induction and at the set interval, and the training is recorded.

Humanitarian settings
Minimum
Transition and fragile
Medium
Standard
Must

Why it matters. Most falls happen when staff are not aware of a patient’s risk, or when assistance is not given as the plan says. Training and competence are part of the WHO guidance on health workforce education and training (2013), which supports safe care.

How the surveyor verifies this criterion

Sample. Review the training records for all staff on a sample of three inpatient wards in the last 12 months, including staff appointed in that period.

Immediate fail (any one means the criterion is not met). A new support worker with no falls training moves a patient without assistance, and the patient falls.

Staff responsible

Role Responsibility Level
Manager (ISCO 1342) Checks the criterion at each review Medium

Documents: who does each step

Document Writes Approves Fills in Checks and signs Files and uploads
WRK-REG-001 · Training matrix register Secretary (ISCO 3344) Chief executive (ISCO 1120) Secretary (ISCO 3344) Manager (ISCO 1342) Secretary (ISCO 3344)

E-learning: who must take each course

Course Who must take it
Credentialing, Competence and the Training Matrix (T-14) Manager; Nurse

References

  1. WHO (2013). Transforming and scaling up health professionals’ education and training (2013). Used for: Staff training in falls prevention. https://news.gmj.ge/guideline/transforming-and-scaling-up-health-professionals-education-and-training-2013/
61.5Falls Data Are Reviewed at Set Intervals and Used to Change PracticeHumanitarian settings: MinimumTransition and fragile: MediumStandard: Must

Falls rates are reviewed each quarter with the ward team, and the actions agreed are recorded and followed up.

Humanitarian settings
Minimum
Transition and fragile
Medium
Standard
Must

Why it matters. Trend data show whether prevention is working and where effort is needed. Without regular review, a rise in falls can continue unnoticed. Review and action are the feedback step of any quality improvement cycle, and are part of the WHO falls prevention guidance (2007).

How the surveyor verifies this criterion

Sample. Review the quarterly falls reports, the governance meeting minutes and the agreed actions for each ward in the last 12 months.

Immediate fail (any one means the criterion is not met). Falls on one ward rise for three quarters, but the reviews record no action.

Staff responsible

Role Responsibility Level
Manager (ISCO 1342) Checks the criterion at each review Medium

Documents: who does each step

Document Writes Approves Fills in Checks and signs Files and uploads
HOV-SOP-001 · Review of falls, pressure injury and handover events Manager (ISCO 1342) Chief executive (ISCO 1120) Manager (ISCO 1342) Chief executive (ISCO 1120) Secretary (ISCO 3344)
PSF-FRM-001 · Falls Log Manager (ISCO 1342) Chief executive (ISCO 1120) Secretary (ISCO 3344) Manager (ISCO 1342) Secretary (ISCO 3344)

E-learning: who must take each course

Course Who must take it
Governance & Management (H-07) Manager; Nurse

References

  1. WHO (2016). Framework on integrated people-centred health services (2016). Used for: Review of falls data to change practice. https://news.gmj.ge/guideline/framework-on-integrated-people-centred-health-services-2016/

Who is responsible for Standard 61

Each criterion names the positions responsible for it. Every position links to its own terms of reference.

Criterion Responsible Supports
61.1 Each Patient at Risk of a Fall Has an Individual Prevention Plan in Use Head nurse / ward manager
Registered nurse
Physiotherapist
61.2 The Environment and Equipment Are Checked for Falls Hazards Facilities manager Biomedical equipment technician
Head nurse / ward manager
61.3 Every Fall Is Reported, the Patient Is Checked and the Event Is Reviewed Incident reporting coordinator
Head nurse / ward manager
Registered nurse
61.4 Staff Are Trained in Falls Prevention Training and education manager Nurse educator
61.5 Falls Data Are Reviewed at Set Intervals and Used to Change Practice Clinical audit officer Quality manager

Role details: reporting, supervision and training

Training shown is the general recommendation. Role-specific training is set in the next improvement round.

Role Reports to Supervises Recommended training
Quality manager Chief quality and safety officer Quality assurance officer, Patient safety officer, Accreditation coordinator, Clinical audit officer, Infection prevention and control (IPC) lead, Complaints and patient experience officer Facility induction; safeguarding adults (general recommendation)
Clinical audit officer Quality manager Medical records quality auditor Facility induction; safeguarding adults (general recommendation)
Incident reporting coordinator Patient safety officer None Facility induction; safeguarding adults (general recommendation)
Head nurse / ward manager Director of nursing Nurse specialist, Registered nurse, Nursing associate, Health care assistant / nursing aide Facility induction; safeguarding adults (general recommendation)
Registered nurse Head nurse / ward manager Nursing associate, Health care assistant / nursing aide Facility induction; safeguarding adults (general recommendation)
Nurse educator Director of nursing None Facility induction; safeguarding adults (general recommendation)
Physiotherapist Head of department (per specialty) None Facility induction; safeguarding adults (general recommendation)
Training and education manager Chief human resources officer Training coordinator, Staff development officer, Competency assessor Facility induction; safeguarding adults (general recommendation)
Facilities manager Chief operating officer (COO) Biomedical engineer, Maintenance supervisor, Gardener / groundskeeper, Architect / space planner, Waste management officer Facility induction; safeguarding adults (general recommendation)
Biomedical equipment technician Biomedical engineer None Facility induction; safeguarding adults (general recommendation)

Questions and answers

The criterion text is the authority. These answers summarise it.

Who does Standard 68 apply to?

Every clinic and ward that cares for patients who may fall, including outpatient, inpatient and rehabilitation settings. It covers prevention, reporting and review of falls.

What do the colours mean for this standard?

Red (Must) is required. Green (Medium) is recommended. Yellow (Minimum) is the lowest acceptable level in humanitarian settings. Standard setting is Must on every criterion.

Does each at-risk patient have a plan?

Yes. Under 61.1 each patient at risk of a fall has a written individual prevention plan that is in use, reviewed when their condition changes.

Are the environment and equipment checked?

Under 61.2 hazards in rooms, corridors, beds, chairs and equipment are checked on a set schedule and fixed when found.

How is a fall handled?

Under 61.3 every fall is reported on the same day, the patient is checked for injury, and the event is reviewed to prevent a repeat.

Are staff trained?

Under 61.4 all staff who care for at-risk patients are trained in falls prevention on joining and at set refreshers, with records kept.

Is falls data used?

Under 61.5 falls data are reviewed at set intervals and changes are made to practice where the data show a need.

Guidelines for this standard

5 guideline(s) are held in the GMJ Guidelines Library and listed here. Each link opens the full guideline on news.gmj.ge. The complete library, grouped by standard, is at Guidelines.

  1. WHO global report on falls prevention in older age (2007) (World Health Organization)
  2. Framework on integrated, people-centred health services (2016) (World Health Organization)
  3. Transforming and scaling up health professionals’ education and training (2013) (World Health Organization)
  4. HealthWISE: Work Improvement in Health Services – Action Manual (International Labour Organization / World Health Organization)
  5. Falls: assessment and prevention in older people and in people 50 and over at higher risk (National Institute for Health and Care Excellence (UK))

Also relevant to this standard: