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Standards › Standard 37 › Policies

Policy · NEO-POL-001 · Version 1.0 · Approved by the ASF Expert Committee

Supports: 37.2

At a glance

  • Each neonatal area is assigned a defined level of care (NEO-REG-001).
  • Staffing is set for that level and checked each shift.
  • A documented pathway moves a baby to a higher level of care (NEO-FRM-001).
  • The step-up decision and the time it was made are recorded.
  • Stop and get help straight away if: a neonatal area has no defined level of care or no staff to match it.

1. Purpose

To make sure each newborn is cared for in a unit and with staff that match the baby’s needs (37.2).

2. Scope

Applies to Clinical and support staff in the hospital
Locations All wards, clinics and departments of the facility
When Whenever the activity described is carried out
Does not apply to Activities covered by another document listed in section 15

3. Definitions

Term Meaning
Clinical lead The doctor or nurse in charge of the area at the time

4. Background

A newborn needs the right level of care for their condition. A neonatal unit that is staffed for a lower level of care cannot keep a sick baby safe.

5. Responsibilities

Role Responsibility Competence
Neonatal lead clinician Owns the level of care and the step-up pathway Clinical director
Nurse in charge of the unit Checks staffing each shift and records it Neonatal lead clinician

6. Materials and equipment

Item Requirement Condition
Records and forms named in this document Current version Checked before use

7. Safety

8. Before you start

9. Procedure

Step 1. Assign.

  • Assign the level of care for each neonatal area and publish it.

Key point: Assigned.

Step 2. Staff.

  • Set staffing for the level and record it on each shift (NEO-REG-001).

Key point: Staffed.

Step 3. Step up.

  • When a baby needs more care, follow the pathway and record the decision (NEO-FRM-001).

Key point: Stepped up.

10. Decision points

11. Special situations

Situation Action
Out of hours Follow the same steps. Use the on-call contact on the wall of the area.

12. Escalation

13. Monitoring

Measure Target Frequency Owner If not met
Shifts meeting the level of care staffing 100% Monthly Neonatal lead clinician Escalate to the clinical director

14. Records

Record Kept in Retention
Record named in this document Patient record or the area file the period set by the facility’s records policy years

15. Training

16. Related documents

ID Title Use
NEO-FRM-001 Neonatal level of care assessment record Record
NEO-REG-001 Neonatal staffing against level of care register Register

17. Evidence

Reference Note
E-009 Based on the WHO recommendations on newborn health (2017), the WHO Global Patient Safety Action Plan 2021–2030, and the ASF Ambulatory and Hospital standards for paediatric and neonatal care.
E-006 ASF Policy Framework v1.2. Adapted.
E-009 ASF Expert Committee consensus.

18. Change history

Version Date What changed Approval
1.0 the date of approval First version set Expert Committee approval

E-learning for this document

References

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